Microcap Securities

Understand the Risks and Rewards with an OTC Lawyer

We provide all-inclusive services related to OTC market compliance. Offering comprehensive legal counsel for companies that aim to get their stocks quoted on the pink stock exchange, or already there. Our attorneys stay abreast of regulatory changes and trends in the over-the-counter stocks industry. Take advantage of our experience in working with small to mid-size publicly traded companies. Get in touch with us to learn more about our services for Microcap Securities.

On the United States stock markets, a publicly traded company that has a market value somewhere between $50 million and $300 million is considered a microcap security. As they are not measured as large, or even medium sized, corporations, microcap securities are traded almost exclusively on the over-the-counter bulletin board (OTCBB) with other “penny stock” companies. Just like any stocks quoted on the pink sheets, there is typically a great potential for gain if the business grows and an equally likely chance of total loss should it collapse.

If you are thinking of investing in a new business, a company potentially on the rise, or any other microcap security, you need to be aware of the risks and rewards of the process. To learn more, contact an OTC attorney from the Securities Compliance Group today!

Sound Legal Advice from a Team with Experience

Any time you are going to delve into trading stocks and investing in other companies, you need to take the right steps to ensure you are leaving nothing to chance. OTC markets in particular can cause complicated legal issues if not every step is followed to exact specifications. When you consult a professional OTC lawyer from our firm, you can expect clear and concise results that benefit you and your business. We are also proud to say that we have earned the respect of both our clients and our peers, as evidenced in testimonials.

Defend Yourself from Fraudulent Microcap Securities

Most small, pink sheet stocks do not need to report to the Securities and Exchange Commission (SEC) on a regular basis, or at all. Furthermore, even though they are publically traded, they have no obligation to post any of their records and information to any sort of public forum. For the most part, microcap securities are simply too small to be bothered with these compliances.

There are, however, scammers that intentionally mislead potential investors to try to make a quick dollar and disappear. Tools fraudulent traders frequently use to trick, cheat, or deceive others include:

  • Falsified profit margins
  • Illegitimate or untruthful press releases
  • Multiple identities on the OTCBB
  • Fraudulent offshore stocks

Make the Wise Decision with an OTC Attorney Today

In order to avoid a microcap security scam, you need to be able to identify the warning signs. The professionals at the Securities Compliance Group have been handling SEC and business law cases for 10 years. Our history and experience have given us a keen insight on what is the truth and what is just falsified information disguised as a beneficial investment.

If you have already been scammed by a risky microcap security, however, you can still take action and seek legal recourse with our team. Reporting the unlawful actions of another trader requires specifically filed petitions and forms with the SEC. Most scammers rely on the complications of the system to deter their victims from pursuing restitution. You do not need to worry about the details – let us handle them and protect your assets.

Fill out an online case evaluation now to schedule consultation with our OTC lawyers.

Securities Compliance Group Securities Compliance Group, LTD Adam S. Tracy, founder of the Securities Compliance Group, is an experienced corporate & securities attorney that handles initial public offerings, reverse mergers, securities offerings, compliance and private placement memorandums. Securities Compliance Group was founded in 2005 by Adam S. Tracy, an experienced attorney and capital markets consultant. A former competitive rugby player and serial entrepreneur, Adam Tracy has a wealth of experience on both sides of the table. He has advised many companies with regards to legal, compliance and capital markets matters. Corporate Lawyer 2005-05-05 Adam S. Tracy https://www.ibankattorneys.com/images/Logo.png
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Adam S. Tracy Facebook Twitter Google + LinkedIn Tumblr DePaul College of Law, J.D. DePaul Kellstadt Graduate School of Business, M.B.A University of Notre Dame, B.S., Finance University of Notre Dame, B.A., Computer Applications Supreme Court of Illinois United States Tax Court United States District Court for the Northern District of Illinois United States District Court for the Central District of Illinois United States District Court for the Southern District of Illinois United States District Court for the Eastern District of Michigan Male American Chicago
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