Securities Litigation and Arbitration

Control the Situation with Our Chicago Securities Lawyers

The securities market is not a straightforward realm of business. Quite often, the slightest transaction, deal, contract, or proposition will require a step into securities law. Without a securities lawyer in your corner to help you deal with litigation and arbitration concerns, you might be faced with serious problems ahead.

At Securities Compliance Group – a seasoned group of securities attorneys based out of Chicago, Illinois and Beverly Hills, California – we have a unique understanding of what your investors, regulators, brokers, or business partners are expecting of you. When a problem arises between one party and another, we can be there to guide and support you.

People all across the country have come to rely on our legal counsel due to our:

  • Thorough understanding of complex securities litigation
  • Ability to arbitrate delicate transactions or compromises
  • List of appreciative testimonials from past clients
  • Nearly a decade of legal experience focused on securities law

Get in touch with our team and we can start looking for a solution that works for you. Call 888-978-9901 today!


Protecting Your Business Through Intelligent Representation

In the world of securities, so much can go wrong if situations are not handled precisely. Customers, clients, employees, direct competitors, and other parties of interest might come after you with a litigation case, alleging that you have somehow done them wrong. From investigations to disciplinary hearings, you will need a reliable legal professional on your team if you want to get through this difficult time of litigation and arbitration.

Some of the complicated cases we can assist you with include:

  • Criminal investigations
  • Insider trading
  • Violations of Globex Trading Rules
  • Permanent broker registration revocation
  • Violations of advertising rules
  • Frozen broker assets

In reality, the list could go on and on. Securities law is so intricate and specialized, the number of issues that could go wrong or lead to serious litigation is seemingly endless. If you think you have a matter that requires the direct attention of an attorney, you cannot hesitate to take action.

We are Here to Help You Understand and Manage Complex Issues

There are few things more powerful than an ally you can rely on. For so many business or financial managers, their field of expertise ends with what they need to know to perform their job functions. This is totally acceptable and commonplace, but it also exposes them to harm from complications arising from litigation and arbitration issues they might not fully understand. If you are in a similar situation, let our Chicago securities attorney step up and handle such delicate matters for you.


You can fill out an online case evaluation form to get started! Don’t wait another day!


Securities Compliance Group Securities Compliance Group, LTD Adam S. Tracy, founder of the Securities Compliance Group, is an experienced corporate & securities attorney that handles initial public offerings, reverse mergers, securities offerings, compliance and private placement memorandums. Securities Compliance Group was founded in 2005 by Adam S. Tracy, an experienced attorney and capital markets consultant. A former competitive rugby player and serial entrepreneur, Adam Tracy has a wealth of experience on both sides of the table. He has advised many companies with regards to legal, compliance and capital markets matters. Corporate Lawyer 2005-05-05 Adam S. Tracy https://www.ibankattorneys.com/images/Logo.png
2100 Manchester Road, Suite 615 Wheaton, IL 60187 United States of America 1-888-978-9901 1-630-689-9471 at (at) ibankattorneys.com Chicago, IL 60601 Wheaton, IL 60187 Beverly HIlls, CA 90210
Securities Compliance Group 2100 Manchester Road, Suite 615, Wheaton, IL 60187 1-888-978-9901 USD Open: Monday-Friday 09:00-17:00 cash, credit cards, wire transfers, Bitcoin $$ to $$$ 9 https://www.google.com/maps/place/2100+Manchester+Rd,+Wheaton,+IL+60187/@41.8642783,-88.1403152,17z/data=!3m1!4b1!4m5!3m4!1s0x880e55a812b97c47:0x7b9b43b052150e85!8m2!3d41.8642783!4d-88.1381265?hl=en http://www.ibankattorneys.com/images/Logo.png
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Adam S. Tracy Facebook Twitter Google + LinkedIn Tumblr DePaul College of Law, J.D. DePaul Kellstadt Graduate School of Business, M.B.A University of Notre Dame, B.S., Finance University of Notre Dame, B.A., Computer Applications Supreme Court of Illinois United States Tax Court United States District Court for the Northern District of Illinois United States District Court for the Central District of Illinois United States District Court for the Southern District of Illinois United States District Court for the Eastern District of Michigan Male American Chicago
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