Executive Planning Lawyer

Business Attorney in Wheaton, Chicago & Beverly Hills

An executive planning lawyer can provide you with legal assistance and financial counsel in all types of estate planning matters. Contact us today to get effective representation with our experience in extensive probate, guardianship, conservatorship, estate and tax planning law practice.

The business law attorneys at Securities Compliance Group are dedicated to providing full-service representation to business owners, corporate professionals, and entrepreneurs nationwide from their offices in Wheaton and Beverly Hills. We are The Entrepreneur's Accelerator, and we can handle any executive planning need to ensure that your business and financial portfolio is prepared and effectively managed according to your unique needs, objectives, and business goals.

As experienced attorneys with a background in financial consulting, we are uniquely equipped to provide effective guidance for executive planning that can minimize legal conflicts, minimize tax liability, and maximize the potential for business growth even when you are no longer around to control your business or corporation.

We proudly serve clients in Chicago and Los Angeles from our offices in Wheaton, IL and Beverly Hills, CA. Call 888-978-9901 today to schedule your consultation!

Comprehensive Planning for Any Business or Portfolio

If you are in need of business estate planning or probate services for your business or corporation, your choice in legal representation can have a significant impact on the final outcome of the process. Our executive planning lawyers can assess any financial portfolio, including high-value assets or microcap stocks.

Our firm can provide legal assistance and financial counsel for many business or corporate executive estate planning matters, including the following:

  • Asset transfer and protection
  • Key man and key woman insurance
  • Minimizing tax liability for gift or estate taxes
  • Shareholder battles or partnership disputes
  • Tax planning
  • Trust, probate, and estate administration
  • Wills and trusts
  • Business succession planning

Executive planning requires the immediate attention of an attorney who not only has a deep understanding of the complex probate process in the state of Illinois but is also well versed in how business law applies to estate planning.

Rule 144 Matters

Rule 144 matters are among the issues that executives or directors (also called affiliates) in public companies sometimes find themselves dealing with. Corporate executives and directors tend to have restricted stock or control stock, which allows them to maintain significant ownership and controlling influence in their companies. Restricted securities and control securities can only be sold in the public marketplace when certain criteria under Rule 144 (a Securities and Exchange Commission rule) are met. Compliance with this rule allows for the shares to be sold without being registered with the SEC, which would normally be required. Here are the five conditions that must be met under Rule 144:

  1. Completion of the prescribed holding period
  2. Sufficient public information on the issuing company
  3. Compliance with a trading volume formula, which determines what percentage or volume of the shares can be sold within a certain period of time (for affiliates)
  4. Use of an ordinary brokerage transaction for the sale (for affiliates)
  5. Submission of a Notice of Proposed Sale to the SEC and completion of the sale within three months of the notice; notice only required when sale meets certain criteria (for affiliates)

If you are an executive or director who is planning on selling restricted or control stock under Rule 144, you can turn to our legal team for legal support!

Call Securities Compliance Group for Effective Representation

If you are in need of assistance with any aspect of your estate plan, do not hesitate to contact our firm. As your full-service law firm, we can provide comprehensive legal services to remedy any legal dilemma.

Call our office today to speak with one of our executive planning lawyers!

Securities Compliance Group Securities Compliance Group, LTD Adam S. Tracy, founder of the Securities Compliance Group, is an experienced corporate & securities attorney that handles initial public offerings, reverse mergers, securities offerings, compliance and private placement memorandums. Securities Compliance Group was founded in 2005 by Adam S. Tracy, an experienced attorney and capital markets consultant. A former competitive rugby player and serial entrepreneur, Adam Tracy has a wealth of experience on both sides of the table. He has advised many companies with regards to legal, compliance and capital markets matters. Corporate Lawyer 2005-05-05 Adam S. Tracy https://www.ibankattorneys.com/images/Logo.png
2100 Manchester Road, Suite 615 Wheaton, IL 60187 United States of America 1-888-978-9901 1-630-689-9471 at (at) ibankattorneys.com Chicago, IL 60601 Wheaton, IL 60187 Beverly HIlls, CA 90210
Securities Compliance Group 2100 Manchester Road, Suite 615, Wheaton, IL 60187 1-888-978-9901 USD Open: Monday-Friday 09:00-17:00 cash, credit cards, wire transfers, Bitcoin $$ to $$$ 9 https://www.google.com/maps/place/2100+Manchester+Rd,+Wheaton,+IL+60187/@41.8642783,-88.1403152,17z/data=!3m1!4b1!4m5!3m4!1s0x880e55a812b97c47:0x7b9b43b052150e85!8m2!3d41.8642783!4d-88.1381265?hl=en http://www.ibankattorneys.com/images/Logo.png
Latitude: 41°51'51.6"N Longitude: 88°08'16.2"W
9107 Wilshire Blvd., Suite 450 Beverly Hills, CA 90210 United States of America
Latitude: 34°04'03.3"N Longitude: 118°23'22.5"W
Adam S. Tracy Facebook Twitter Google + LinkedIn Tumblr DePaul College of Law, J.D. DePaul Kellstadt Graduate School of Business, M.B.A University of Notre Dame, B.S., Finance University of Notre Dame, B.A., Computer Applications Supreme Court of Illinois United States Tax Court United States District Court for the Northern District of Illinois United States District Court for the Central District of Illinois United States District Court for the Southern District of Illinois United States District Court for the Eastern District of Michigan Male American Chicago
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