Attorney Profiles

Adam S. Tracy, J.D., M.B.A.

General Counsel & Managing Partner

Securities Compliance Group was founded in 2005 by Adam S. Tracy, an experienced attorney and capital markets consultant. A former competitive rugby player and serial entrepreneur, Adam Tracy has a wealth of experience on both sides of the table. He has advised many companies with regards to legal, compliance and capital markets matters.

His specific areas of competence include:

  • Corporate governance, general corporate and securities law, including Sarbanes-Oxley; SEC and public-company financial reporting;
  • Strategic legal and business planning, including mergers, reverse mergers, initial public offerings, acquisitions, divestitures, bankruptcies, securities, capital transactions and strategic investments;
  • Corporate, partnership, individual and property tax return preparation and tax resolution, including audit defense, lien/garnishment removal and criminal/civil tax trial representation, providing services as The Entrepreneur's Accelerator;
  • Merger and acquisition advisory and due diligence, including buy-side transactions, recapitalizations, business valuations, review of strategic alternatives; tax advantaged structures and bankruptcy/insolvency situations;
  • Complex corporate bankruptcy and restructuring transactions, including public company reorganizations, and
  • Capital formation; investor presentation and pitch development; network of over 100 investment banks, hedge funds and PIPE funds

Admissions:

  • Supreme Court of Illinois
  • United States Tax Court
  • United States District Court for the Northern District of Illinois
  • United States District Court for the Central District of Illinois
  • United States District Court for the Southern District of Illinois
  • United States District Court for the Eastern District of Michigan
  • FINRA Series 7 & 63

Education:

  • DePaul College of Law, J.D.
  • DePaul Kellstadt Graduate School of Business, M.B.A
  • University of Notre Dame, B.S., Finance
  • University of Notre Dame, B.A., Computer Applications

Connect With Adam Tracy:

Securities Compliance Group Securities Compliance Group, LTD Adam S. Tracy, founder of the Securities Compliance Group, is an experienced corporate & securities attorney that handles initial public offerings, reverse mergers, securities offerings, compliance and private placement memorandums. Securities Compliance Group was founded in 2005 by Adam S. Tracy, an experienced attorney and capital markets consultant. A former competitive rugby player and serial entrepreneur, Adam Tracy has a wealth of experience on both sides of the table. He has advised many companies with regards to legal, compliance and capital markets matters. Attorney Adam S. Tracy is a proven, experienced corporate and securities lawyer and capital markets professional. Areas of competence include but are not limited to: general corporate and securities law, including Sarbanes-Oxley; SEC and public-company financial reporting; strategic legal and business planning; corporate, partnership, individual and property tax return preparation and tax resolution; merger and acquisition advisory and due diligence; Complex corporate bankruptcy and restructuring transactions, including public company reorganizations, and capital formation; investor presentation and pitch development; network of over 100 investment banks, hedge funds and PIPE funds Corporate Lawyer 2005-05-05 Adam S. Tracy https://www.ibankattorneys.com/images/Logo.png
2100 Manchester Road, Suite 615 Wheaton, IL 60187 United States of America 1-888-978-9901 1-630-689-9471 at (at) ibankattorneys.com Chicago, IL 60601 Wheaton, IL 60187 Beverly HIlls, CA 90210
Securities Compliance Group 2100 Manchester Road, Suite 615, Wheaton, IL 60187 1-888-978-9901 USD Open: Monday-Friday 09:00-17:00 cash, credit cards, wire transfers, Bitcoin $$ to $$$ 9 https://www.google.com/maps/place/2100+Manchester+Rd,+Wheaton,+IL+60187/@41.8642783,-88.1403152,17z/data=!3m1!4b1!4m5!3m4!1s0x880e55a812b97c47:0x7b9b43b052150e85!8m2!3d41.8642783!4d-88.1381265?hl=en http://www.ibankattorneys.com/images/Logo.png
Latitude: 41°51'51.6"N Longitude: 88°08'16.2"W
9107 Wilshire Blvd., Suite 450 Beverly Hills, CA 90210 United States of America
Latitude: 34°04'03.3"N Longitude: 118°23'22.5"W
Adam S. Tracy Facebook Twitter Google + LinkedIn Tumblr DePaul College of Law, J.D. DePaul Kellstadt Graduate School of Business, M.B.A University of Notre Dame, B.S., Finance University of Notre Dame, B.A., Computer Applications Supreme Court of Illinois United States Tax Court United States District Court for the Northern District of Illinois United States District Court for the Central District of Illinois United States District Court for the Southern District of Illinois United States District Court for the Eastern District of Michigan Male American Chicago Chicago
5411 541110